About us

A portfolio that features a group of B2B/affiliate platforms
with small businesses, start-ups, and/or promising social enterprises.

MANAGEMENT



Cory Roberson



Cory Roberson

Cory received a bachelor’s from the University of California, Davis in Political Science. Since then, he’s acquired more than 15 years of experience in the investment management industry.

Currently, Cory is principal of RIA Consults - Roberson Consults Group, a consulting firm providing compliance, operations, and business development services for registered investment advisors and he is also principal of RIA Review, which is a compliance and document management online portal. Since 2011, RIA Consults served more than 160 RIAs, and in addition, RIA Review amassed more than 120+ users across the United States. His latest project, RegTech Review, is a compliance resource portal for fintech entrepreneurs.

His past speaking engagements included discussions on: “RegTech & The Current State of the Compliance Ecosystem” during FinTech Diaspora Forum sponsored by Prohaus VC, The Fintech School and InnovatetheNext, and “RegTech: Re-Engineering Compliance for Wealth Managers and Financial Advisors,” during ICO4Impact Virtual Summit, sponsored by Beyond Capital Markets. His past publications include: “Raising the Bar for Compliance: 10 Tips to Practice Management”, an article featured in a Financial Planning Association – Silicon Valley (FPA) 2014 newsletter, and “From Student to Entrepreneur: Making the Transition to Business” a book featured on Amazon.

His continuing education includes training modules from FINRA and an online business series taught by University of Pennsylvania- Wharton School (via Coursera). Previous class topics included: (1) Social Entrepreneurship, (2) Predictive/Customer Analytics, (3) and FINRA – Compliance supervision practices.

As a social entrepreneur, Cory holds business support group sessions and, in the past, volunteered for programs around the world, including S. Korea, China, S. Africa, Thailand, Peru and India (via SoCap Missions).